WebFeb 10, 2024 · Why we have introduced the IFPR. The IFPR aims to streamline and simplify the prudential requirements for MiFID investment firms that we prudentially regulate in … WebB. Phase 2 - Facility Condition Assessment (FCA) 1.0 The Facilities Condition Assessment (FCA) shall be comprehensive, thorough and accurate. It shall be based on observations (non-destructive) and evaluations of all visible facility components and systems of the designated privatized facilities.
IFPR hotspots - What’s on the FCA’s radar?
WebDec 14, 2024 · The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms (FCA investment firms). This is the first of 3 consultations that the FCA will issue to introduce the regime in January 2024. Final rules will be published over the course of … WebFeb 2, 2024 · Some of our key observations from the FCA’s initial SREP reviews include the following: SREP approach. In advance of the formal assessment, the FCA has typically … ptt auto one
Wolters Kluwer - Financial Services Solutions on LinkedIn: IFPR ...
WebJan 1, 2024 · The FCA has stated that IFPR will, “create a single, proportionate regime that reflects firms’ size and business” and should, “provide for better competition between firms and simplify requirements for new market entrants.” Most MiFID investment firms will have the single prudential category of ‘Investment Firm’. WebThe FCA will: Continue to assess firms' prudential health via data collection and will conduct targeted monitoring visits In H1 2024, publish initial observations on firms' IFPR implementation Implications for asset managers and fund managers These priorities clearly signal the FCA's areas of supervisory focus. WebCompliancy Services Ltd’s Post Compliancy Services Ltd 2,887 followers 3y bapenda sleman